MPISF - Göttingen
Abt. Molekulare Wechselwirkungen, Projekt 407

Earlier Work on Metal Surfaces in the Department



Helium Atom Scattering from Surfaces:

Project 403 HUGO II

Helium Scattering from Ice The main aim of this project is the investigation of the dynamics and interactions of adsorbates on single crystal metal surfaces with helium atom scattering (HAS). In particular, the low frequency dynamics in the thermal energy range (<25 meV, 200 cm-1) are studied, which are important for the thermodynamics and energy accomodation of the system under normal temperature conditions.


Figure 1: Schematic diagram illustrating the scattering of helium atoms (blue) from a proton disordered ice bilayer which forms the top layer of a thin ice film grown on Pt(111). The helium atoms do not penetrate the surface and are scattered approximately 3Å from the surface.

Recent experiments have focussed on determining:

  1. The surface phonons of thin molecular films, e.g., ice and noble gas films grown on Pt(111).
  2. The monolayer film modes, e.g., CO on Cu(001), noble gases and organic molecules.
  3. The low frequency translational vibrations of isolated atoms and molecules, e.g., NO, CO and H2O on Pt(111).
  4. The diffusion of atoms and molecules on flat metal surfaces, e.g., CO, H, Na and Xe on Pt(111).
From these measurements it has been possible to construct potential energy surfaces which completely describe the motion of the atom or molecule on the surface and the interactions between them.

In a high resolution helium suface scattering apparatus, such as HUGO II, a well collimated beam of nearly mono-energetic helium atoms is scattered from the sample surface. The mono-energetic helium atom beam is produced by supersonic expansion of helium atoms from a high pressure (~200bar) source through a small orafice (~0.01mm diameter) into a vacuum. A helium sensitive detector located about 1.4 meters from the sample detects the helium atoms scattered at a fixed total scattering angle, i.e., incident + final angles. In order to measure the dynamics of the adsorbate covered surface the incident helium atom beam is chopped into short time pulses and the flight time to the detector is measured. From a series of time-of-flight (TOF) measurements made over a range of incident and final scattering angles the phonon dispersion curves and other information about the dynamics can be obtained.

2D Helium Diffraction from Ice

Figure 2: (a) A two-dimensional helium diffraction pattern obtained from a 100nm thick crystalline ice layer grown on Pt(111). The incident beam energy was 10.4 meV and the ice surface temperature was 45K (-228°C). The positions of the diffraction peaks (white points) describe a hexagonal reciprocal unit cell of dimension 1.605Å-1 (b) equivalent to a real-space unit cell dimension of 4.52Å. This unit cell size and shape corresponds with that of the proton disordered ice surface shown in Figure 1.




The incident and final scattering angles are varied by rotating and tilting the sample. The incident energy of the helium atoms can also be changed simply by increasing or decreasing the temperature of the supersonic source allowing a large range of scattering conditions to be investigated. For example, by systematically changing the sample rotation and tilt it is possible to produce a two-dimensional diffration pattern of the helium atoms scattered from a surface, as shown in Figure 2.




1. Phonons of Thin Molecular Films

The vibrational characteristics of the surface layer atoms and molecules of an ordered film differ from those of the bulk due to the reduced coordination (fewer neighbors) at the surface. This can lead to a reconstruction, or reordering, of the surface, relaxation of the atoms from their ideal bulk positions and enhanced vibrational amplitudes coupled with weaker bonding.

Helium Time-of-flight Spectra from the
Ice Surface

Figure 3: Several helium time-of-flight (TOF) spectra from the ice surface for different scattering angles. The incident helium atom energy was 10.4 meV and the surface temperature was 45K (-228°C). The spectra have been transformed from flight time into energy transferred from the helium atom to the ice surface. The peak at zero energy transfer corresponds to diffuse elastic scattering from surface defects. Several other peaks, which are marked by arrows, can be seen which change position with incident angle (shown in the top right hand corner of each spectrum).




Helium atom scattering provides two useful pieces of information about the difference between the surface and the bulk of a crystal. Firstly, because the wave length of the helium atoms is comparable with the distance between atoms or molecules on the surface, atom diffraction can be used to determine the degree of reconstruction of the surface relative to the bulk by providing the size and shape of the surface unit cell, the smallest repeatable configuration of the atoms or molecules at the surface. Figure 2 shows such a diffraction pattern of the ice surface as grown on a Pt(111) surface, highlighting the hexagonal shape of the surface unit cell and providing the distance between protruding water molecules.

The second useful piece of information derives from the vibrations of the surface molecules, which are observed in time-of-flight (TOF) experiments, as described earlier. Figure 3 shows a typical set of TOF spectra for scattering from the ice surface at low temperature. The spectra have been converted from flight time to energy transfered from the helium atom to the surface during the scattering process, i.e., negative energy transfer corresponds to a slower final helium atom velocity as compared with its initial velocity. From the peaks in the spectra the surface phonon dispersion curves can be derived and compared with calculations of the surface dynamics using known interaction potentials. The surface phonon dispersion curves of ice are shown in Figure 4.

Phonon Dispersion Curves of the
Ice Surface


Figure 4: The phonon dispersion curves of the ice surface derived from helium atom scattering time-of-flight measurements (open circles). The solid lines show the results of calcualtions of the dynamics using interaction potentials dervided from bulk measurements using inelastic neutron scattering.




Similar measurements have also been undertaken for the surfaces of 100nm thick xenon and krypton films grown on Pt(111). Helium atom scattering is particularly useful for measurements of this type because the helium atoms are neutral and the impact energies are very low, comparable with the single phonon energies, so that the surface does not become charged or disturbed.


For further information on the structure and phonons of the ice surface:

and for general information on helium atom scattering investigations of surface phonons see, e.g.,




2. Monolayer Film Modes

The low frequency vibrational characteristics of a monolayer adsorbate film provide a great deal of information about the binding of the molecules to the surface and the interactions between the molecules. For adsorbed atoms there are three phonon modes corresponding to the three translational degrees of freedom. These are divided into modes which are perpendicular to the monolayer plane and which are typically affected only a small amount by the presence of the other adsorbed atoms. There are also in-plane vibrations of the atoms parallel to the monolayer which depend strongly on the adsorbate-adsorbate interaction strength and registry with the surface. For adsorbate overlayers which are commensurate with the metal substrate, i.e., the adsorbed atoms are held in well defined sites on the metal surface, then the forces holding the molecule in that site also contribute to the parallel motion. This is typically observed as a finite vibrational frequency when all atoms are moving in-phase parallel to the surface (wave vector Q=0) and the inter-atomic distance does not change. For incommensurate adsorbate layers, which are not in registry with the surface, the substrate plays no role and the frequency for in-phase motion is zero.

Phonon Dispersion Curves of
Monolayer Kr/Pt(111)
For example, Figure 5 shows the phonon dispersion curves of an incommensurate monolayer of krypton adsorbed on Pt(111) obtained from an extensive series of time-of-flight measurements. The experimental data points are shown by the red dots. In addition to the low frequency parts of the Pt(111) surface Rayleigh and longitudinal phonon branches (black dot-dashed lines) three modes of the krypton layer can be observed which can be accurately modeled using gas-phase Kr-Kr potentials. They are; (a) the vibration of the krypton atoms perpendicular to the surface in the Kr-Pt potential (green line), (b) the in-plane longitudinal acoustic (LA) mode which is a compression wave within the krypton film (blue line), and (c) the in-plane shear-horizontal (SH) mode which is a transverse shearing motion of the krypton atoms within the monolayer (orange line).

Figure 5: The phonon dispersion curves of a monolayer of krypton on a Pt(111) surface measured with helium atom scattering. The surface temperature was 50K (-223°C) and the incident helium beam energy was 8 meV. The solid lines show the results of calculations of the dynamics using unmodified gas-phase krypton-krypton potentials. The orange lines show the shear horizontal modes (SH), the blue lines the longitudinal acoustic modes (LA) and the green lines the perpendicular vibrations, or atom-surface bond stretch mode (S).


References:


3. Low Frequency Modes of Isolated Adsorbates

For an isolated adsorbed atom or molecule, the external vibrational dynamics are completely determined by the bonding to the surface. Thus, a comparison of the vibrational properties of isolated adsorbates with those of the denser monolayers can provide additional information concerning the effect of inter-molecular interactions. In addition, if the molecule-surface bond is complicated by effects such as charge redistribution or transfer to or from the surface, then the monolayer dynamics become more difficult to simulate. Further, for isolated atoms or molecules, calculations of the bonding and dynamics can be made on small metal clusters which simulate the metal surface and electronic structure. An example for carbon monoxide adsorption on Cu(001) is; P.S. Bagus and Ch. Wöll, Chemical Physics Letters 294, 599 (1998).

Isotope Shift of Parallel Vibrational
Mode Frequency: CO/Cu(001) Helium atom scattering is particularly useful for studying the very low frequency parallel vibration frequencies of adsorbates such as CO and NO because of its high resolution, typically 0.3 meV (3cm-1), and large cross-section for scattering from adsorbates, which gives it a high sensitivity to low adsorbate densities. Due to the parallel motion of these modes they are difficult to detect with electron energy loss spectroscopy (EELS) and their frequency is too low to measure with infrared spectroscopy (IRAS).

Aside from the vibrational frequency itself, helium scattering time-of-flight measurements can also be used to determine the details of the vibrational motion of the molecule via isotope substitution. Figure 6 shows sections of time-of-flight spectra, corresponding to the parallel mode peak of 3% CO on Cu(001) for the four different CO isotopomers 12C16O, 13C16O, 12C18O and 13C18O. The frequency shifts strongly when the oxygen isotope is changed but only slightly when the carbon isotope is replaced. This indicates that the oxygen atoms are vibrating with larger amplitudes than the carbon atoms so that the molecule is not purely translating, but also rotating as it moves.

Figure 6: Helium atom scattering time-of-flight spectra for about 3% CO on Cu(001) at a surface temperature of 50K. The spectra have been transformed from flight time to energy loss and the figure shows the energy loss range corresponding to the parallel vibrational frequency of the CO molecules. The frequency is much lower for the heavier oxygen isotopes compared with the carbon isotopes.


In addition to providing information on the precise motion of the adsorbate the time-of-flight measurements also supply the rate of damping of the energy of the vibrational mode to the substrate. The damping gives the vibration a finite lifetime which leads to a broadening of the vibrational peaks. The peak broadening, and hence the lifetime, can be accurately extracted taking account of the finite instrument resolution. In this way the lifetime of the parallel vibration of 3% CO/Cu(001) was determined to be 8ps. A comparison with theoretical simulations indicates that the damping is almost entirely due to the creation of substrate vibrations rather than excitation of the electrons at the surface.

References:



4. Surface Diffusion: Quasielastic Scattering

Many important physical processes depend on diffusion of adsorbates on surfaces. For example, the diffusion of carbon monoxide on the surfaces of the particles in an automobile catalytic converter allows them to find adsorbed oxygen atoms and form the non-toxic carbon dioxide. The diffusion of metal atoms on surfaces permits the growth of well ordered metal layers which are used, for example, to make electrical contacts on semiconductor devices.

Temperature Dependence of the 
Quasi-Elastic Peak for Sodium on Cu(001) Figure 7: A series of spectra demonstrating the energetic broadening of the elastically scattered helium atoms due to diffusional motion of 3% sodium atoms on a Cu(001) surface. The broadening of the experimental peak (open circles) becomes much larger than the intrinsic instrument width (dashed line) as the surface temperature is increased due to the increased activity of the sodium atoms on the surface. These and other measurements show that the sodium atoms diffuse by jumping from one site to another on the well ordered copper surface and provide information on the energy required to make the jump, i.e., the activation energy.

Helium atom scattering has proved to be a versatile tool for the investigation of surface diffusion processes. Due to its high sensitivity for surface defects, the diffuson of very small quantities of adsorbates on a surface can be investigated. Further, helium scattering has been used successfully to probe the motions of a variety of very different adsorbates, e.g., hydrogen, xenon, carbon monoxide, and sodium as well as the self diffusion, or surface premelting, of a number of different surfaces including semi-conductors.

The diffusional motion of the adsorbates on a surface induces an energy broadening of the elastically scattered helium atoms. The movement of the adsorbate induces a phase shift in the helium atoms scattering from it which corresponds to the transfer of a small amount of energy akin to the Doppler frequency shift heard from a moving vehicle. For diffusion rates more than about 10-6cm2/sec the energetic broadening can be distinguished from the intrinsic elastic instrument peak width and monitored as a function of surface temperature and scattering angle. Figure 7 shows a series of time-of-flight spectra of the quasi-elastic peak for helium atoms scattering from a small coverage of sodium atoms on a Cu(001) surface. The peak becomes progressively broader as the surface temperature is raised from 180K to 330K due to the diffusion of the sodium atoms on the copper surface.


Lateral Potential Energy Surface
for Na atoms on Cu(001) Figure 8: The potential surface determining the lateral motions of sodium atoms on a Cu(001) surface. The potential was obtained by comparing the simulated motions of sodium atoms on the surface to the results of quasi-elastic helium atom scattering experiments.

The unique combination of diffusion and vibrational information provided by helium scattering time-of-flight measurements permits the lateral potential energy surface of an adsorbate on a substrate to be accurately described. The potential energy surface is an effective landscape on which the atoms and molecules move, with valleys representing the preferred adsorption locations and the hills determining the movement on adsorbates from one valley to the next. The curvature of the valley determines the vibrational frequency of the atom or molecule in its preferred site similar to the motion of a ball in a round bowl. In Figure 8 the lateral potential surface for sodium atoms on a copper surface is shown. The middle is indented and corresponds to the optimum sodium atom adsorption place on Cu(001). The sodium atoms can leave that site in any direction if they have enough energy. The height of the potential for the different directions was determined by rotating the copper surface so that the helium atoms `look' along that direction and comparing the results with simulations of the motions of the sodium atoms.



References:


Former Project Members:

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